Luxembourg
General
Colin&Cie Luxembourg S.A. (hereinafter the 'Asset Manager') is a Luxembourg public limited company (société anonyme) incorporated under Luxembourg law based in 16, Rue Gabriel Lippmann, 5365 Munsbach. Contact: Phone +352 272 135 205, fax: +352 26 35 24 17, email: info@colin-cie.com. The shareholders are Colin&Cie AG and KRI Beteiligungs-GmbH. The correspondence language is German and English. The Asset Manager provides asset management services for its clients.
Organization
The supervisory board consists of Thomas Warnecke, Björn Recher and Jost Rodewald, the executive management of Björn Recher, Bernd Klingbeil and Joachim Erdmann.
Supervision
The asset manager is a member of the Luxembourg investor protection and compensation scheme: Système d’indemnisation des investisseurs Luxembourg (SIIL), mailing address: Protection des déposants et des investisseurs, CSSF, 2991 Luxembourg, email: cpdi@cssf.lu, and is subject to the supervision by the Luxembourg financial supervisory authority: Commission de Surveillance du Secteur Financier (CSSF, www.cssf.lu), 110, route d’Arlon, 2991 Luxembourg. The current auditor is AVEGA Revision S.à.r.l. (www.avega-revision.lu), 2, rue Edward Steichen, 2540 Luxembourg, and Moore Audit S.A. (www.moore-audit.lu), 5, rue de Turi, 3378 Roeser.
Complaints
Complaints about the asset manager may be made in writing to the person responsible for client complaints, Mr. Björn Recher, (Colin&Cie Luxembourg S.A., 16, Rue Gabriel Lippmann, 5365 Munsbach, Luxembourg). In order to ensure a fast and efficient handling of the complaint, the following content must be included: identity, address data, custody account/account number, reason of the complaint.
Complaints will be processed as soon as possible. If no reply has been sent to the client within 10 working days of receipt of the complaint, a confirmation of receipt will be sent containing the contact details of the person responsible for processing the complaint. Subsequently, a reply will be sent in writing within a period of one month after receipt of the complaint. If the asset manager fails to respond within this period, he will inform the client of the reasons for the delay and indicate when the review is expected to be completed.
Should the client be dissatisfied with the response of the asset manager, the procedure for out-of-court settlement of complaints can be obtained from the Luxembourg Financial Supervisory Authority Commission de Surveillance du Sector Financier (CSSF for short), 283, route d'Arlon, 2991 Luxembourg (www.cssf.lu ). The complaint must be filed with the CSSF within one month's notice from the first filing of the complaint with the asset manager. The complaint must be made in writing either by mail to (Commission de Surveillance du Secteur Financier, département juridique CC, 283 route d'Arlon 2991 Luxembourg), by fax (+352 26 25 1 - 2601), by e-mail (reclamation@cssf.lu) or submitted online.
The complaint must contain a statement of reasons and, if appropriate, be submitted together with other documents. In that regard, reference should also be made to the CSSF Regulation N ° 16 - 07 on the out-of- court settlement of complaints.
Application of Luxembourg law
The asset manager is authorized to provide investment advice and asset management services in Luxembourg, Germany, Great Britain, France, Austria, Italy, Portugal and Spain. All legal relationships between the client and the asset manager are subject to Luxembourg law. Place of performance for customers residing abroad and exclusive jurisdiction for all proceedings is Luxembourg. The asset manager however has the right to sue the customer at any other competent court.
Guidelines (only in German)
Vergütungspolitik Colin&Cie Luxembourg S.A.
Richtlinie für nachhaltige Investments
Nachhaltigkeitsbezogene Offenlegungen
Switzerland
General
Colin&Cie Switzerland Ltd. (hereinafter the 'asset manager') is a Swiss joint stock corporation (Aktiengesellschaft) incorporated under Swiss Law and based in Zurich, with its registered office at Gerbergasse 5, 8001 Zurich. Contact: Phone +41 58 218 85 55, fax: +41 58 218 85 59, email: info@colin-cie.com. The sole shareholder is Colin&Cie AG. Correspondence language is German or English. The asset manager maintains various branches in Switzerland:
Zurich: Gerbergasse 5, 8001 Zurich
Schaffhausen: Vordergasse 76, 8201 Schaffhausen
Lugano: Via F. Pelli 13a, 6900 Lugano
The Asset Manager provides asset management and investment advice services for its clients.
Organization
The supervisory board consists of Thomas Warnecke and Björn Recher. The executive management consists of Walter Arnold and Leendert van Hoeken.
Supervision
The asset manager is authorised by the Swiss Financial Market Supervisory Authority FINMA, Laupenstrasse 27, 3003 Bern (www.finma.ch), as an asset manager within the meaning of Art. 2 para. 1 lit. a. of the Federal Act on Financial Institutions (FinIA).
Supervision of the asset manager is exercised by the supervisory organisation AOOS - Schweizerische Aktiengesellschaft für Aufsicht, Clausiusstrasse 50, 8006 Zurich (www.aoos.ch) - which is authorised and supervised by the FINMA.
The auditor is Grant Thornton AG, Claridenstrasse 35, 8027 Zurich (www.grantthornton.ch).
Complaints
Complaints about the company can be addressed in writing to the person responsible for client complaints within the Executive Board, Mr Leendert van Hoeken (Colin&Cie Schweiz AG, Gerbergasse 5, 8001 Zurich). To ensure that the complaint is dealt with quickly and efficiently, it must contain the following information: identity, address details, custody account/account number, reason for the complaint.
The company is affiliated to the mediation body OFS Ombud Finance Switzerland, 16 Boulevard des Tranchées, 1206 Genève, (www.ombudfinance.ch). In the event of disputes, the company's customers can contact the ombudsman service, which conducts the proceedings in an unbureaucratic, fair, swift, impartial and cost-effective or free of charge manner for customers.
Application of Swiss Law
The Asset Manager is only authorised to provide investment advice and asset management in Switzerland. Legal relationships between clients and the asset manager are subject exclusively to Swiss Law. Place of performance and of collection for Clients domiciled abroad and the exclusive jurisdictions for all proceedings is Zurich. The asset manager assumes that the Client is aware of this when entering into the business relationship.
Data protection
The principles of data protection are regulated in the general terms and conditions as well as the data privacy statement.
The asset manager processes and uses personal data for the provision of financial services in the context of the execution of the contracts and / or for the targeted sending of market and company information. With his signature, the client gives his consent to the processing of personal data. The client may revoke the processing and use of personal data at any time (subject to the legal exceptions).
Conflicts of interest
Although the asset manager works with different financial service providers, it is not always possible to find the best, most affordable and most beneficial one. Cooperation is based both on trust and on regularly checking the service, in particular in comparison to other financial service providers as well.
The asset manager is part of the Colin&Cie. Group to which other companies based in Switzerland and Luxembourg belongs. This group of companies provides the asset manager with services in the fields of investment instrument evaluation, provision of investment recommendations, management of model portfolios, development of financial products, investment controlling and risk management.
Third-party payments may apply to services for the group of companies providing services for the asset manager in connection with asset management acts. Namely these companies can receive from companies managing collective capital investments any issuing premiums as well as up to 50% of the management fee charged to the fund assets, from issuers up to 1% of the investment volume placed. Corresponding payments may also originate from investments made by the asset manager for its Clients.
These payments may trigger potential incentives with the services provided to the asset manager by the group companies to provide recommendation for products and services not in the Client's best interests but that favour such ones generating higher payments. The asset manager is aware of these incentives. Accordingly, investment recommendations, changes to model portfolios and financial products will always be objectively studied by the asset manager for their compliance with the principle of the best possible execution of client orders.
Disclaimer
Contents of the website
The contents of this website were written with due diligence and by the author’s best knowledge. We can be held liable only by general laws. As a Provider of tele-media we can be held liable for external contents only once we have knowledge of a concrete infringement of law. We reserve the right to change or delete contents of this web page which are not subject to any contractual obligation.
Links on external Websites
Contents of external websites on which we are linking direct or indirect (through „hyperlinks“ or „deeplinks“) are beyond our responsibility and are not adopted as our own content. When the links were published, we didn’t have knowledge of any illegal activities or contents on these websites. Since we do not have any control on the contents of these websites, we distance ourselves from all contents of all linked websites, which were updated after the setting of the links. For all contents and especially damages, resulting of the use of the linked websites, only the provider of these linked websites can be held liable. If we receive knowledge of illegal contents on these linked websites, we will delete the according links.
Copyright and ancillary copyright
The contents published on this website are subject to Swiss copyright and ancillary copyright. Any use not permitted by Swiss copyright and ancillary copyright law requires the prior written consent of the provider or respective copyright holder. This applies in particular to duplication, processing, translation, storage, processing or reproduction of content in databases or other electronic media and systems. Contents and rights of third parties are marked as such. The unauthorized duplication or passing on of individual contents or complete sides is not permitted and punishable. Only the production of copies and downloads for personal, private and non-commercial use is permitted. The presentation of this website in external frames is only permitted with written permission.
Data protection
By visiting the website of the provider information about the access (date, time, page viewed) can be saved. These data do not belong to the personal data, but are anonymized. They are evaluated for statistical purposes only. A transfer to third parties, for commercial or non-commercial purposes, does not take place. The provider expressly points out that the transmission of data on the Internet (for example in the case of communication by e-mail) has security gaps and can not be completely protected against access by third parties. The use of the contact details of the imprint for commercial advertising is expressly not desired, unless the provider had previously given his written consent or there is already a business relationship. The provider and all persons named on this website hereby object to any commercial use and disclosure of their data.
Special conditions of use
Insofar as special conditions for individual uses of this website deviate from the aforementioned numbers 1 to 4, this is expressly stated at the appropriate place. In this case, the special conditions of use apply in each individual case.
